Podchaser Logo
Home
An SEC Insider on Insider Trading and Broken Windows

An SEC Insider on Insider Trading and Broken Windows

Released Thursday, 16th November 2023
Good episode? Give it some love!
An SEC Insider on Insider Trading and Broken Windows

An SEC Insider on Insider Trading and Broken Windows

An SEC Insider on Insider Trading and Broken Windows

An SEC Insider on Insider Trading and Broken Windows

Thursday, 16th November 2023
Good episode? Give it some love!
Rate Episode

Vinson & Elkins partner Rebecca Fike joins the inSecurities podcast to talk about insider trading, the SEC’s use of artificial intelligence and data analytics to root out misconduct, and the Enforcement Division’s focus on reporting and disclosure cases, including Environmental, Social, and Governance (ESG) reporting. She also explains how the Commission’s focus on charging even technical violations feels a bit like the return of the “broken windows” approach to enforcement. Rebecca draws on her 10 years of experience in the Division of Enforcement to explain what captures the staff’s attention and how they investigate. 

Show More
Rate

Join Podchaser to...

  • Rate podcasts and episodes
  • Follow podcasts and creators
  • Create podcast and episode lists
  • & much more

Episode Tags

Do you host or manage this podcast?
Claim and edit this page to your liking.
,

Unlock more with Podchaser Pro

  • Audience Insights
  • Contact Information
  • Demographics
  • Charts
  • Sponsor History
  • and More!
Pro Features