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An Expert Panel Assesses the SEC’s Annual Enforcement Report

An Expert Panel Assesses the SEC’s Annual Enforcement Report

Released Friday, 17th November 2023
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An Expert Panel Assesses the SEC’s Annual Enforcement Report

An Expert Panel Assesses the SEC’s Annual Enforcement Report

An Expert Panel Assesses the SEC’s Annual Enforcement Report

An Expert Panel Assesses the SEC’s Annual Enforcement Report

Friday, 17th November 2023
Good episode? Give it some love!
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Quinn Emanuel partners Michael Liftik, Sarah Heaton Concannon, and Dabney O’Riordan join this special episode of the inSecurities Podcast to unpack the SEC Division of Enforcement’s Annual Report, which was released on November 14, 2023. Kurt and the expert panel discuss the Division’s motivation to post impressive enforcement statistics and grab headlines with high impact cases. The panel also discusses programmatic priorities, including perennial focus areas like investment adviser cases, and results in litigated matters.

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