If the success of the Code of Ethics is marked by an industry that can self-regulate and hold itself to account then we are a way off, Paul Moran, a self-licensed practice owner describes alongside UNSW’s Tracy Wilcox. Moran raises the possibil

EP5, Season 2: Documentation is the bridge to the other side

Aug 25th, 2021 38m 50s

In this stage of the industry’s progression, documentation will play an important role in advisers’ ethical practices, Jon Scukovic from Park Lane Advice Group in Melbourne and Western Sydney University’s Michelle Cull discuss in a conversation

EP4, Season 2: Community is the advice industry’s superpower

Aug 24th, 2021 41m 55s

Gordon Young brings his broader ethical lens to the conversation with practice owner and principal adviser Alysia Laird who both agree the early stages of the evolution of the profession has begun, something that’s particularly evident in the s

Ep3, Season 2: Lifting standards is a start but not the endgame

Aug 24th, 2021 51m 26s

Industry stalwart adviser Tony Gilett talks about his passion for financial planning and why he decided to take on the challenge of new education standards and exams after decades of giving advice alongside AFCA’s June Smith who funnels her law

EP2, Season 2: Where compliance ends and the Code begins

Aug 24th, 2021 48m 10s

Tick-a-box approaches to compliance may not only be expensive and time consuming but they could also be holding advisers back from taking the next step in putting ethics into practice and advancing towards broader community trust and profession

EP1, Season 2: Intention is frontrunning implementation

Aug 24th, 2021 42m 23s

Advisers might have full plates, not to mention challenges managing their businesses ongoing during lockdowns and a global pandemic, but they’ve still come a long way getting their heads around the Code and ethical thinking, Griffith University

EP6, Season 1: Above and beyond the law

Feb 4th, 2020 39m 2s

For the advice industry to graduate to professional status in the eyes of lawmakers, clients and the broader community, it needs to move on from its tick-a-box approach to compliance and take on a higher-level principals approach to considering

EP5, Season 1: Subordinate or die

Feb 4th, 2020 49m 12s

Reading the Code of Ethics will require another level of thinking from advisers if practitioners are still getting hung up on being prescriptive about certain aspects of the Code of Ethics, Dr Simon Longstaff explains. David Graham empathises w

EP4, Season 1: Code whispering 101

Feb 4th, 2020 48m 52s

Reading the Code of Ethics through the eyes of a lawyer won’t work. Dr Katherine Hunt gives insight into how advisers can use the principals of the Code to guide and strengthen their decision-making. Felicity Cooper describes how her independen

EP3, Season 1: It takes a village

Feb 4th, 2020 1h 2m

Advisers have been pushed towards professionalism, something Dr Deen Sanders argues will work against the industry; Sanders says we have not yet seen a collective voice representing clients, participants and broader stakeholders. Michael Carmod

EP2, Season 1: Is it me, or the system?

Feb 4th, 2020 45m 44s

Over compliance and an overt focus on following the rules can work against businesses trying to promote an ethical environment. Dr Michael Collins considers the structural and environmental factors that lead to poor ethical outcomes. Jeff Thure

EP1, Season 1: With which ethical lens?

Feb 4th, 2020 32m 18s

The moral philosopher who was a central figure in the global animal liberation movement in the 1970s, Dr Peter Singer goes back to the building blocks of ethics before turning his attention to the new FASEA Code. Marisa Broome emphasises the pr

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